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Net capital rule
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#	Item
291	r - . e Securities Industry Association Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-08-23 15:56:20 United States housing bubble Fixed income securities Structured finance Financial markets Securitization Asset-backed security Securities market Net capital rule Security Finance Financial economics Investment
292	UNITED STATES SECURltlES AND EXCHANGE COMMISSION WASHINGTON. D.C[removed]DIVtSION OF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-08-26 09:46:27 Finance Investment United States housing bubble United States securities law Security Securities market Net capital rule Preferred stock Securities Act Financial economics Stock market Corporate finance
293	FEE. 1%. [removed]:04Pll SECURITIES INDUSTRY Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-25 12:03:32 Financial services Finance Broker-dealer Fixed income market U.S. Securities and Exchange Commission Net capital rule Financial economics Financial markets Financial system
294	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON. D.C[removed]D I V I S I O N OF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-25 12:02:49 Financial markets Net capital rule Financial statements Broker-dealer Generally Accepted Accounting Principles U.S. Securities and Exchange Commission Mark-to-market accounting Regulation S-X Finance United States housing bubble Business
295	Government Securities Clearing Corporation - . ... ,. 7 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-08-26 09:30:11 Economics Repurchase agreement Netting General Social Care Council Clearing Settlement Futures contract Net capital rule Financial economics Securities Finance
296	July 11, 2003 Ms. Elaine Michitsch Member Firm Regulation New York Stock Exchange, Inc. 20 Broad Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-07-24 12:13:59 Business Net capital rule United States housing bubble Financial services Broker-dealer Short Expense Business broker Registered Investment Advisor Financial economics Financial markets Finance
297	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON. D.C[removed]DIVIS ION OF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-08-26 09:28:58 Financial markets Securities Netting Repurchase agreement Net capital rule Settlement Margin Short Clearing Financial economics Finance Economics
298	No-Action Letter: Securities Industry Association Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-05 13:21:25 United States housing bubble Securities Stock market Financial services Security Net capital rule Securities and Exchange Commission Securities market Asset-backed security Financial economics Finance Investment
299	UNITED STATES SECURITIES AND EXCHANGE COMMISSION - Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-08-26 09:19:05 Financial system Financial regulation Short selling Short Futures contract Broker-dealer Option Market maker Net capital rule Financial economics Financial markets Finance
300	information. Trading has expanded beyond national borders: a global marketdace has unfolded. Market participants have adapted and transformed along with the markets. Where formerly participants in the U.S. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-05-02 14:02:09 Financial markets Financial services United States securities law SEC filings Net capital rule United States housing bubble Broker-dealer Securities Exchange Act Regulation S-X Financial economics Finance Financial system

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